Westcott and Associates, Ltd. will prepare and furnish Written Supervisory Procedures tailored to meet your firm’s specific needs under a fixed rate contract. These Procedures will:
- Comply with all Regulatory Requirements
- Reflect the business conducted by the Firm and the manner in which it is conducted
- Identify individuals responsible for performing the Supervisory Functions
- For more information contact Westcott and Associates, Ltd. here or call (760) 632-1663.