B/D Registration

Westcott and Associates, Ltd. will establish your Securities broker-dealer under a fixed rate. This comprehensive package includes:

  • Formation of the Corporation
  • Filing Corporate Articles
  • Fingerprint Process
  • Notarization
  • Financial Focus
  • All Broker/Dealer books and records, including Firm Procedures
  • To find out more about the current requirements and availability of options, email Dora Westcott and Associates, Ltd.

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