Westcott and Associates, Ltd. will prepare a Continuing Education Program tailored to your firm’s specific needs.
This all-inclusive program includes a needs analysis, training plan, books and records and both the Regulatory and Firm Elements. In addition, the program reflects each covered person and illustrates his/her requirements for compliance with the Regulatory and Firm Elements. Finally, we assist you in acquiring specific training material for conformity with your Firm Element.
For more information contact Westcott and Associates, Ltd. here or call (760) 632-1663.