Westcott & Associates will visit your firm and review all your current books and records at NO COST. Our review will disclose items that appear to be a violation of the rules and regulations. We will work with you to taylor a solution for your specific needs. We are available to assist your staff and firm to be free of discrepancies in the future.
Westcott & Associates will assist you upon receiving an exit interview by a regulatory authority in responding to any deficiencies found upon examination.
Westcott & Associates, Ltd., provides other services such as answering compliance questions on a daily basis and prepares The Annual 3012/3130 Processes. Please contact Westcott and Associates, Ltd. here more information.