Ongoing Compliance

Areas of Support

Since Westcott & Associates, Ltd. first opened its doors in 1984, the business has experienced a continuous and steady growth. Our capable Staff is extremely proficient in Accounting, Auditing, and Securities Litigation, with emphasis on Compliance.

We’ve achieved in making a difference to 0ur clients in the areas of:

Downsizing

Business Relocation

Modifying Business Type

Immediate Response to Regulatory Authorities

Integrating newly acquired Staff, Branches, and Types of Business without a lapse in service

Termination fo a Securities Broker/Dealer with FINRA, SEC and States

For a competitive quote, contact Westcott and Associates, Ltd. here or call (760) 632-1663.

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