Broker/Dealer Services   Our Services: Ongoing Compliance
 
 

Areas of Support

Since Westcott & Associates, Ltd. first opened its doors in 1984, the business has experienced a continuous and steady growth. Our capable Staff is extremely proficient in Accounting, Auditing, and Securities Litigation, with emphasis on Compliance.

Some of the areas in which we have made a significant difference for our clients are:

  • Downsizing
  • Business Relocation
  • Modifying Business Type
  • Immediate Response to Regulatory Authorities
  • Integrating newly acquired Staff, Branches, and Types of Business without a lapse in service

For a competitive quote, contact Westcott and Associates, Ltd. here or call (760) 438-8623 collect.