Broker/Dealer Services   Our Services: New B/D Registrations
 
 

Westcott and Associates, Ltd. will establish your Securities broker-dealer under a fixed rate. This comprehensive package includes:

  • Formation of the Corporation
  • Filing Corporate Articles
  • Fingerprint Process
  • Notarization
  • Financial Focus
  • All Broker/Dealer books and records, including Firm Procedures

To find out more about the current requirements and availability of options, contact Westcott and Associates, Ltd. here or call (760) 632-1663 collect.